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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1902-0225
ICR Reference No:
201211-1902-004
Status:
Historical Inactive
Previous ICR Reference No:
201207-1902-002
Agency/Subagency:
FERC
Agency Tracking No:
FERC-725
Title:
FERC-725 (RM12-22 NOPR), Certification of Electric Reliability Organization; Procedures for Electric Reliability Standards
Type of Information Collection:
No material or nonsubstantive change to a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Comment filed on proposed rule and continue
Conclusion Date:
01/16/2013
Retrieve Notice of Action (NOA)
Date Received in OIRA:
11/07/2012
Terms of Clearance:
OMB files this comment in accordance with 5 CFR 1320.11(c) of the Paperwork Reduction Act and is withholding approval of this collection at this time. This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. The agency shall examine public comment in response to the Notice of Proposed Rulemaking and will include in the supporting statement of the next ICR, to be submitted to OMB at the final rule stage, a description of how the agency has responded to any public comments on the ICR. This action has no effect on any current approvals.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2015
11/30/2015
11/30/2015
Responses
2,213
0
2,213
Time Burden (Hours)
1,202,428
0
1,202,428
Cost Burden (Dollars)
65,000
0
65,000
Abstract:
This submittal is for a non-substantive change. The non-substantive change is explained more fully in the attached justification. The non-substantive change is contained in a proposed rule in Docket No. RM12-22 (published 10/24/2012, 77 FR 64935). The FERC-725 contains the following information collection elements: Self Assessment and ERO Application: The Commission requires the ERO to submit to FERC a performance assessment report every five years. The next assessment is due in 2015. Each of regional entity submits a performance assessment report to the ERO. Submitting an application to become an ERO is also part of this collection. Reliability Assessments: 18 CFR 39.11 requires the ERO to assess the reliability and adequacy of the Bulk-Power System in North America. Subsequently, the ERO must report to the Commission on its findings. Regional entities perform similar assessments within individual regions. Currently the ERO submits to FERC three assessments each year: long term, winter, and summer. Reliability Standards Development: Under Section 215 of the FPA the ERO is charged with developing Reliability Standards. Regional entities may also develop regional specific standards. Reliability Standards are the principal mechanism provided FERC to ensure reliability on the Bulk-Power System. Reliability Compliance: Reliability Standards are mandatory and enforceable upon approval by FERC. In addition to the specific information collection requirements contained in each standard (cleared under other information collections), there are general compliance, monitoring and enforcement information collection requirements imposed on applicable entities. Audits, spot checks, self-certifications, exception data submittals, violation reporting, and mitigation plan confirmation are included in this area. Stakeholder Survey: The ERO used a stakeholder survey to solicit feedback from registered entities in preparation for its three year performance assessment. The Commission assumes that the ERO will perform another survey prior to the 2014 performance assessment. Other Reporting: This category refers to all other reporting requirements imposed on the ERO or regional entities in order to comply with the Commission's regulations. For example, FERC may require NERC to submit a special reliability assessment. This category is mention to capture these types of one-time filings required of NERC or the Regions. The Commission implements its responsibilities through 18 CFR Part 39. Without the FERC-725 information, the FERC, ERO, and Regional Entities will not have the data needed to determine whether sufficient and appropriate measures are being taken to ensure the reliability of the nation's electric grid.
Authorizing Statute(s):
US Code:
16 USC 824o
Name of Law: Energy Policy Act of 2005
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Proposed rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
77 FR 24189
04/23/2012
30-day Notice:
Federal Register Citation:
Citation Date:
77 FR 39691
07/05/2012
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
3
IC Title
Form No.
Form Name
Electric Reliability Organization
Regional Entities
Registered Entities
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
The Commission first estimated the burden for this collection in 2006, at a time when the Reliability program was not yet established. In 2009 the Commission sought renewal of this collection and was able to estimate the burden more accurately than in 2006. In preparing the current renewal request package, the Commission closely examined the current Reliability program and corresponding data. Based on this research, the Commission found that it is necessary to adjust the previous burden estimate. The data show that in the area of Reliability Compliance the number of audits, self-certifications, spot checks, and mitigation plans has increased. The ERO generally decides what Reliability Standard requirements will be audited and which standards will be subject to self-certification. Some of the increase can be accounted for by NERC's decisions on what to include and not include for compliance activities in a given year. The Commission also found that the area of Reliability Standards development was not included in prior estimates and is including the associated burden in this renewal. It is important to note that the Commission does not directly control many of the variables that cause the burden hours to need adjustment. NERC, in its role as ERO is charged with the Reliability Standard development, compliance, enforcement, and monitoring. Each year NERC issues updated information regarding the focus of audits and other compliance and monitoring activities. The regional entities also have some autonomy over compliance activities in their respective regions, subject to NERC/Commission oversight. The increase (adjustment) in burden is necessary in order for FERC, NERC and the Regional Entities to continue to improve the reliability of the bulk-power system.
Annual Cost to Federal Government:
$384,840
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
David O'Conner 202 502-6695
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
11/07/2012
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