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View ICR - OIRA Conclusion

OMB Control No: 3235-0585	ICR Reference No: 201307-3235-002
Status: Historical Active	Previous ICR Reference No: 201008-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-523
Title: Investment Advisers Act rule 206(4)-7, 17 C.F.R. Sec. 275.206(4)- 7, Compliance procedures and practices.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/28/2013
	Date Received in OIRA: 07/15/2013
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2016	36 Months From Approved	10/31/2013
Responses	10,773	0	11,607
Time Burden (Hours)	937,251	0	1,007,228
Cost Burden (Dollars)	0	0	3,462,400

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	10,773	11,607	-834
Annual Time Burden (Hours)	937,251	1,007,228	-69,977
Annual Cost Burden (Dollars)	0	3,462,400	-3,462,400

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We have revised the estimated annual time burden based on new information on the number of SEC-registered investment advisers. The revised number of registered investment advisers was obtained from Form ADVs filed through the IARD as of February 1, 2013. The cost burden decreased to zero due the removal of a one-time cost burden.

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