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View ICR - OIRA Conclusion

OMB Control No: 3235-0571	ICR Reference No: 201402-3235-005
Status: Historical Active	Previous ICR Reference No: 201103-3235-031
Agency/Subagency: SEC	Agency Tracking No: IM-270-513
Title: Rule 206(4)-6 Under the Investment Advisers Act of 1940 (17 CFR 275.206(4)-6)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/14/2014
	Date Received in OIRA: 05/22/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2017	36 Months From Approved	07/31/2014
Responses	1,351,000	0	1,245,254
Time Burden (Hours)	230,635	0	225,575
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,351,000	1,245,254	105,746
Annual Time Burden (Hours)	230,635	225,575	5,060
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We have increased the estimated hour burden from 225,575 hours to 230,635 hours based on new information with respect to the estimated average number of clients of SEC-registered investment advisers. This new information is based on data derived from information submitted by advisers on Form ADVs filed through the IARD. The number of hours per response has not changed since the last estimate. The increase in hour burden is entirely due to an increase in the estimated average number of clients of respondents.

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