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View ICR - OIRA Conclusion

OMB Control No: 3235-0202	ICR Reference No: 201403-3235-010
Status: Historical Active	Previous ICR Reference No: 201103-3235-018
Agency/Subagency: SEC	Agency Tracking No: TM-270-196
Title: Rule 15c2-11, 17 CRF 240.15c2-11 (Publication or submission of quotations without current information)
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/05/2014
	Date Received in OIRA: 07/15/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2017	36 Months From Approved	09/30/2014
Responses	1,009	0	1,798
Time Burden (Hours)	6,836	0	11,436
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	1,009	1,798	-789
Annual Time Burden (Hours)	6,836	11,436	-4,600
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The decrease in total burden hours is due to a decrease in the number of applications from broker-dealers to initiate or resume publication of covered OTC securities from the prior time period. In addition, the number of covered OTC securities of reporting issuers increased, whereas the number of covered OTC securities of non-reporting issuers increased and the recordkeeping burden on non-reporting issuers is greater than that of reporting issuers.

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