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View ICR - OIRA Conclusion

OMB Control No: 3235-0133	ICR Reference No: 201405-3235-012
Status: Historical Active	Previous ICR Reference No: 201107-3235-003
Agency/Subagency: SEC	Agency Tracking No: TM-270-148
Title: Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Report by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/25/2015
	Date Received in OIRA: 11/24/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2018	36 Months From Approved	03/31/2015
Responses	800	0	1,200
Time Burden (Hours)	200	0	300
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	800	1,200	-400
Annual Time Burden (Hours)	200	300	-100
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The burden has decreased to reflect the decline in the number of broker-dealers generally and broker-dealer membership changes taking place in national securities exchanges and registered national securities associations. This has resulted in a decrease in the number of Form X-17A-19 filings with the Commission.

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