View Information Collection Request (ICR) Package
Skip to main content
An official website of the United States government
The .gov means it's official.
Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you're on a federal government site.
The site is secure.
The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely.
Search:
Agenda
Reg Review
ICR
This script is used to control the display of information in this page.
Display additional information by clicking on the following:
All
Brief and OIRA conclusion
Abstract/Justification
Legal Statutes
Rulemaking
FR Notices/Comments
IC List
Burden
Misc.
Common Form Info.
Certification
View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
7100-0341
ICR Reference No:
201409-7100-007
Status:
Historical Active
Previous ICR Reference No:
201407-7100-001
Agency/Subagency:
FRS
Agency Tracking No:
FR Y-14A/Q/M
Title:
Capital Assessment and Stress Testing
Type of Information Collection:
No material or nonsubstantive change to a currently approved collection
Common Form ICR:
No
Type of Review Request:
Delegated
OIRA Conclusion Action:
Approved without change
Conclusion Date:
09/05/2014
Retrieve Notice of Action (NOA)
Date Received in OIRA:
09/05/2014
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
03/31/2017
03/31/2017
03/31/2017
Responses
2,199
0
2,199
Time Burden (Hours)
629,824
0
629,824
Cost Burden (Dollars)
0
0
0
Abstract:
The semi-annual FR Y-14A collects large BHCs' quantitative projections of balance sheet, income, losses, and capital across a range of macroeconomic scenarios and qualitative information on methodologies used to develop internal projections of capital across scenarios. The quarterly FR Y-14Q collects granular data on BHCs' various asset classes and PPNR for the reporting period. The monthly FR Y-14M comprises three loan- and portfolio-level collections, and one detailed address matching collection to supplement two of the portfolio and loan-level collections. The FR Y-14Q and the FR Y-14M are used to support supervisory stress test models and for continuous monitoring efforts.
Authorizing Statute(s):
US Code:
12 USC 1844
Name of Law: Bank Holding Company Act
US Code:
12 USC 5365
Name of Law: Dodd-Frank Act
Citations for New Statutory Requirements:
US Code: 12 USC 5365 Name of Law: Dodd-Frank Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
78 FR 38033
06/25/2013
30-day Notice:
Federal Register Citation:
Citation Date:
78 FR 59936
09/30/2013
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
21
IC Title
Form No.
Form Name
Basel III/Dodd-Frank & Reg Cap Instruments - Annual Schedules
FR Y-14A, FR Y-14A
Regulatory Capital Transitions Template
,
Regulatory Capital Instruments Template
Basel III/Dodd-Frank - Quarterly
FR Y-14Q
FR Y-14Q Regulatory Capital Transitions Template
Counterparty Credit Risk (CCR) - Annual
FR Y-14A
Counterparty Credit Risk Template
Domestic Credit Card - Monthly
FR Y-14M
FR Y-14M instructions and templates
Domestic First Lien Closed-End 1-4 Family Residential Mortgage & Address Matching - Monthly
FR Y-14M
FR Y-14M Instructions and Templates
Domestic Home Equity Residential Mortgage & Address Matching - Monthly
FR Y-14M
FR Y-14M Instructions and Templates
MSR Valuation - Quarterly
FR Y-14Q
FR Y-14Q MSR Valuation
Macro Scenario - Semi-annual
FRY14A
FR Y-14A Scenario Template
On-going revisions
Operational Risk - Annual
FR Y-14A
FR Y-14A Operational Risk Template
Operational Risk - Quarterly
FR Y-14Q
Operational Risk
Pre-Provision Net Revenue (PPNR) Risk - Quarterly
FR Y-14Q
FR Y-14Q PPNR Template
Regulatory Capital Instruments - Quarterly
FR Y-14Q
FR Y-14Q Regulatory Capital Instruments Template
Retail FVO/HFS - Quarterly
FR Y-14Q
FR Y-14Q Retail FVO/HFS Template
Retail Risk - Quarterly
FR Y-14Q
Retail Risk and General FR Y-14Q Instructions
Securities Risk - Quarterly
FR Y-14Q
FR Y-14Q Securities Risk Template
Summary Schedule - Semi-annual
FR Y-14A
FR Y-14A Summary Template
Supplemental - Quarterly
FR Y-14Q
FR Y-14Q Supplemental Template
Trading Risk - Quarterly
FR Y-14Q
FR Y-14Q Trading Risk Template
Wholesale Risk (CRE data) - Quarterly
FR Y-14Q
Wholesale CRE Instructions/Template
Wholesale Risk (Corporate Loans) - Quarterly
FR Y-14Q
Wholesale Corporate Loans Instructions/Template
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
2,199
2,199
0
0
0
0
Annual Time Burden (Hours)
629,824
629,824
0
0
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Annual Cost to Federal Government:
$5,580,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
Yes
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Laura McGaughey 202 912-4618 laura.d.mcgaughey@frb.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
09/05/2014
An official website of the United States government
The .gov means it's official.
The site is secure.
