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View ICR - OIRA Conclusion

OMB Control No: 3235-0358	ICR Reference No: 201501-3235-001
Status: Historical Active	Previous ICR Reference No: 201111-3235-015
Agency/Subagency: SEC	Agency Tracking No: IM-270-321
Title: Rule 11a-3 under the Investment Company Act of 1940 - Offers of Exchange by Open-End Investment Companies Other Than Separate Accounts.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/27/2015
	Date Received in OIRA: 03/24/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2018	36 Months From Approved	07/31/2015
Responses	490	0	538
Time Burden (Hours)	654	0	718
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	490	538	-48
Annual Time Burden (Hours)	654	718	-64
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in the estimated total annual burden hours from 718 hours to 654 hours is primarily due to a decrease in the estimated number of active registered open-ended funds. The decrease in the number of annual responses from 538 to 490 is due to a similar decrease in the number of funds registered with the Commission.

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