View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1513-0007
ICR Reference No:
201503-1513-001
Status:
Historical Active
Previous ICR Reference No:
201407-1513-005
Agency/Subagency:
TREAS/TTB
Agency Tracking No:
PRA-50-1/6
Title:
Brewer's Report of Operations and Quarterly Brewer's Report of Operations
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
10/06/2015
Retrieve Notice of Action (NOA)
Date Received in OIRA:
04/30/2015
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
10/31/2018
36 Months From Approved
10/31/2015
Responses
24,048
0
12,152
Time Burden (Hours)
18,036
0
12,152
Cost Burden (Dollars)
0
0
0
Abstract:
The Internal Revenue Code (IRC) requires brewers to file periodic reports of their brewing and associated operations. Brewers that anticipate an annual Federal excise tax liability of $50,000 or more with respect to beer must use TTB F 5130.9 to file monthly operational reports. Brewers that were liable for not more than $50,000 in Federal excise taxes with respect to beer in the preceding calendar year and that reasonably expect to be liable for not more than $50,000 in such taxes during the current calendar year may use either TTB F 5130.9 or the simplified TTB F 5130.26 to file quarterly operational reports. TTB uses these reports to determine whether the brewer's operations are in compliance with the requirements of Federal law and regulations. We also use this information to assist us in determining whether the brewer pays the proper Federal excise taxes in a timely and accurate manner.
Authorizing Statute(s):
US Code:
26 USC 5051-5056, 5092
Name of Law: Internal Revenue Code
US Code:
26 USC 5402, 5411, 5412, 5414-5416
Name of Law: Internal Revenue Code
US Code:
26 USC 7652
Name of Law: Internal Revenue Code
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
80 FR 3013
01/28/2015
30-day Notice:
Federal Register Citation:
Citation Date:
80 FR 24315
04/30/2015
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
2
IC Title
Form No.
Form Name
Brewer's Report of Operations
TTB F 5130.9
Brewer's Report of Operations
Quarterly Brewer's Report of Operations
TTB F 5130.9, TTB F 5130.26
Brewer's Report of Operations (Quarterly Reporting Option)
,
Quarterly Brewer's Operations Report
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
24,048
12,152
0
11,896
0
0
Annual Time Burden (Hours)
18,036
12,152
0
5,884
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Changing Regulations
Short Statement:
We are submitting this information collection as a revision of this collection as last approved by OMB for six months in October 2014. Under a final rule amending 27 CFR 25.297(b) published in the Federal Register on September 30, 2014, and effective on January 1, 2015, certain brewers are now required to file their operations reports on a quarterly basis, either on TTB F 5130.9 or TTB F 5130.26. (See T.D. TTB–123 at 79 FR 58674.) In addition, we are removing from this information collection older versions of TTB F 5130.9 and TTB F 5130.26 used by brewers to report operational activities that occurred prior to 2015, and we are retaining the revised shorter version of TTB F 5130.9 and the revised quarterly version of TTB F 5130.26 that brewers will use to report operational activities occurring on and after January 1, 2015. Further, we are revising the number of respondents to 5,000 and resulting total annual burden hours to reflect a significant increase in the number of respondents due to the growth in the number of small, craft brewers (by nearly two-thirds) in recent years.
Annual Cost to Federal Government:
$1,200
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Ramona Hupp 202 453-2265 ramona.hupp@ttb.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/30/2015
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