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View ICR - OIRA Conclusion

OMB Control No: 3235-0226	ICR Reference No: 201503-3235-009
Status: Historical Active	Previous ICR Reference No: 201207-3235-017
Agency/Subagency: SEC	Agency Tracking No: IM-270-237
Title: Rule 10f-3 (17 CFR 270.10f-3) under the Investment Company Act of 1940, Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/08/2015
	Date Received in OIRA: 10/27/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2018	36 Months From Approved	12/31/2015
Responses	3,595	0	4,400
Time Burden (Hours)	4,060	0	5,665
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	3,595	4,400	-805
Annual Time Burden (Hours)	4,060	5,665	-1,605
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated annual burden hours decreased by 1,605 hours from 5,665 hours to 4,060 hours. The decrease in hours reflects (i) the removal of a one-time burden based on an amendment to Rule 10f-3 the last time the hours were estimated, (ii) a decrease in the estimated number of funds engaging in Rule 10f-3 transactions each year, and (iii) a decrease in the estimated number of new fund portfolios entering into subadvisory agreements each year.

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