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View ICR - OIRA Conclusion

OMB Control No: 3235-0179	ICR Reference No: 201505-3235-021
Status: Historical Active	Previous ICR Reference No: 201211-3235-018
Agency/Subagency: SEC	Agency Tracking No: IM-270-174
Title: Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/01/2015
	Date Received in OIRA: 10/06/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2018	36 Months From Approved	12/31/2015
Responses	3,146	0	3,484
Time Burden (Hours)	692,120	0	766,480
Cost Burden (Dollars)	117,632,086	0	121,940,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	3,146	3,484	-338
Annual Time Burden (Hours)	692,120	766,480	-74,360
Annual Cost Burden (Dollars)	117,632,086	121,940,000	-4,307,914

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The staff's hour burden estimate for compliance with rule 31a-2 has decreased, from 766,480 hours to 692,120 hours, a net decrease of 74,360 hours. Similarly, the staff's estimate for the cost of compliance has been reduced from approximately $121,940,000 to approximately $117,632,086, a reduction of $4,307,914. Both of these changes are primarily due to a decrease in the number of active funds to which the rule applies, from approximately 3484 to 3416.

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