View Information Collection Request (ICR) Package
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View Information Collection (IC) List
View Supporting Statement and Other Documents
Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0938-0935
ICR Reference No:
201509-0938-013
Status:
Historical Active
Previous ICR Reference No:
201410-0938-002
Agency/Subagency:
HHS/CMS
Agency Tracking No:
Title:
Medicare Advantage Application - Part C and 1876 Cost Plan Expansion Application Regulations under 42 CFR 422 (Subpart K) & 417.400 (CMS-10237)
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
01/21/2016
Retrieve Notice of Action (NOA)
Date Received in OIRA:
09/30/2015
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
01/31/2019
36 Months From Approved
11/30/2017
Responses
500
0
566
Time Burden (Hours)
18,043
0
22,625
Cost Burden (Dollars)
0
0
0
Abstract:
In order to provide health benefits to Medicare beneficiaries under the Medicare Advantage Program and/or the 1876 Cost Plan, applicant must meet regulatory requirements to enter into a contract with CMS, or to continue to contract with CMS. The revised Part C application is created to capture the applicants' information.
Authorizing Statute(s):
PL:
Pub.L. 108 - 173 1857
Name of Law: Medicare Advantage
US Code:
42 USC 1395mm
PL:
Pub.L. 110 - 275 161
Name of Law: Provisions relating to Part C
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
80 FR 38692
07/07/2015
30-day Notice:
Federal Register Citation:
Citation Date:
80 FR 57616
09/24/2015
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Part C Medicare Advantage Application and 1876 Cost Plan Expansion Application
CMS-10237, CMS-10237, CMS-10237, CMS-10237
Part C - Medicare Advantage and 1876 Cost Plan Expansion Application
,
CY 2016 Medicare Advantage HSD Exception Request Template
,
Medicare Advantage Facility HSD Table
,
Medicare Advantage Provider HSD Table
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
500
566
0
0
-66
0
Annual Time Burden (Hours)
18,043
22,625
0
0
-4,582
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
We have adjusted our cost estimates by using the most recent BLS wage estimates. The reduction of 699 hr in annual burden hours (22,625 hr - 21,926 hr = -699 hr) from CY 2016 to CY 2017 is attributed to the reduction in the estimated hours to complete both SNP with MA and SNP with SAE applications. The estimated hours for completion of a SNP application was 42 hours in CY2016 which was reduced to 39 hours in CY2017. Note the projected number of SNP applications remained unchanged from CY2016 to CY2017. There is a 3 hr increase in burden from the MA initial application and a 3 hr decrease for the SNP Proposal for CY2017. Thus, the increase and decrease in burden hours cancel each other.
Annual Cost to Federal Government:
$1,770,600
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Mitch Bryman 410 786-5258 Mitch.Bryman@cms.hhs.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
09/30/2015
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