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View ICR - OIRA Conclusion

OMB Control No: 3235-0341	ICR Reference No: 201509-3235-002
Status: Historical Active	Previous ICR Reference No: 201206-3235-007
Agency/Subagency: SEC	Agency Tracking No: TM-270-264
Title: Rule 17Ad-4(b)&(c): Notices Regarding Exempt Transfer Agent Status
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/11/2015
	Date Received in OIRA: 10/28/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2018	36 Months From Approved	12/31/2015
Responses	10	0	38
Time Burden (Hours)	15	0	19
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	10	38	-28
Annual Time Burden (Hours)	15	19	-4
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total annual hourly burden has been reduced from 19 hours to 15 hours due to updates by the Commission's staff's to: (i) bring current the time burden estimate for completion of the notices required under Rules 17Ad-4(b) and 17Ad-4(c), and (ii) a decrease in the estimate of number of notices filed or retained pursuant to Rules 17Ad-4(b) and 17Ad-4(c). The previous submission overestimated the annual burden and respondents by including the burden from the other agencies. Three ICs were removed.

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