View Information Collection Request (ICR) Package
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View Information Collection (IC) List
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1513-0078
ICR Reference No:
201604-1513-008
Status:
Historical Active
Previous ICR Reference No:
201302-1513-012
Agency/Subagency:
TREAS/TTB
Agency Tracking No:
IC 58 - 07/10
Title:
Application for Permit to Manufacture or Import Tobacco Products or Processed Tobacco or to Operate an Export Warehouse and Applications to Amend
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
08/09/2016
Retrieve Notice of Action (NOA)
Date Received in OIRA:
04/29/2016
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
08/31/2019
36 Months From Approved
08/31/2016
Responses
298
0
1,518
Time Burden (Hours)
535
0
2,277
Cost Burden (Dollars)
30,610
0
61,930
Abstract:
The Internal Revenue Code, at 26 U.S.C. 5712 and 5713, requires that manufacturers and importers of tobacco products or processed tobacco and export warehouse proprietors apply for and obtain a permit before engaging in such operations. Tobacco industry members use the applications that make up this information collection to obtain the new, or amend the existing, TTB permits necessary to engage in these businesses.
Authorizing Statute(s):
US Code:
27 USC 5712 and 5713
Name of Law: Internal Revenue Code
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
81 FR 9245
02/24/2016
30-day Notice:
Federal Register Citation:
Citation Date:
81 FR 25762
04/29/2016
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
8
IC Title
Form No.
Form Name
Application for Amended Permit to Import Tobacco Products or Processed Tobacco
TTB F 5230.5, None
Application for Amended Permit to Import Tobacco Products or Processed Tobacco
,
Amended Tobacco Industry Permits PONL Application
Application for Amended Permit to Import Tobacco Products or Processed Tobacco
TTB 5230.5, None
Application for Amended Permit to Import Tobacco Products or Processed Tobacco
,
Amended Tobacco Industry Permits PONL Application
Application for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
None, TTB F 5200.16
Applicaiton for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
,
Amended Tobacco Industry Permits PONL Application
Application for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
None, TTB F 5200.16
Applicaiton for Amended Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
,
Amended Tobacco Industry Permits PONL Application
Application for Permit to Import Tobacco Products or Processed Tobacco
TTB F 5230.4, None
Application for Permit to Import Tobacco Products or Processed Tobacco
,
New Tobacco Importer Permit PONL Application
Application for Permit to Import Tobacco Products or Processed Tobacco
TTB F 5230.4, None
Application for Permit to Import Tobacco Products or Processed Tobacco
,
New Tobacco Importer Permit PONL Application
Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
TTB F 5200.3, None, None, None
Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
,
New Tobacco Products Manufacturer PONL Application
,
New Processed Tobacco Manufacturer PONL Application
,
New Tobacco Export Warehouse Operator PONL Application
Application for Permit to Manufacture Tobacco Products or Processed Tobacco or to Operate an Export Warehouse
None, None, None, TTB F 5200.3
Application for Permit to Manufacture tobacco Products or Processed Tobacco or to Operate an Export Warehouse
,
New Tobacco Products Manufacturer PONL Application
,
New Processed Tobacco Manufacturer PONL Application
,
New Tobacco Export Warehouse Operator PONL Application
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
298
1,518
0
0
-1,220
0
Annual Time Burden (Hours)
535
2,277
0
0
-1,742
0
Annual Cost Burden (Dollars)
30,610
61,930
0
0
-31,320
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
As for adjustments, TTB is decreasing the estimated number of respondents, from 1,518 to 298, and the resulting total annual burden hours associated with this information collection, from 2,277 to 535, due to a decrease in the number of new and amended tobacco industry permit applications received by TTB. As required by the Children’s Health Insurance Program Reauthorization Act of 2009 (CHIPRA; Pub. L. 111–3, 123 Stat. 8), most tobacco processors have already applied for and received permits, and, as required by TTB temporary rule T.D. TTB–115 (78 FR 38555, June 27, 2013), most tobacco importers have already applied for and received new 5-year permits. Therefore, decreases in the number of new tobacco processor and tobacco importer permits have resulted in the recent overall decrease in the number of new and amended tobacco industry permit application received by TTB. In addition, TTB has reevaluated the costs to respondents associated with this collection. While the per-response cost for this collection has risen due to increases in salary and other costs, the total cost for this collection has decreased due to the decrease in the number of respondents to this collection.
Annual Cost to Federal Government:
$186,039
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Jesse Longbrake 202 453-2265
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/29/2016