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View ICR - OIRA Conclusion

OMB Control No: 3235-0145	ICR Reference No: 201609-3235-012
Status: Historical Active	Previous ICR Reference No: 201312-3235-005
Agency/Subagency: SEC	Agency Tracking No: CF-270-137
Title: Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 08/23/2017
	Date Received in OIRA: 01/25/2017
Terms of Clearance: Updated during review.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2020	36 Months From Approved	08/31/2017
Responses	8,587	0	8,659
Time Burden (Hours)	27,412	0	27,776
Cost Burden (Dollars)	32,894,000	0	33,331,200

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	8,587	8,659	-72
Annual Time Burden (Hours)	27,412	27,776	-364
Annual Cost Burden (Dollars)	32,894,000	33,331,200	-437,200

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease of -364 reporting burden hours and the decrease of ($437,200) in cost burden is due to an adjustment. The decrease in burden hours and cost burden were due to change in the number of respondents filing Schedule 13D and Schedule 13G with the Commission.

Annual Cost to Federal Government: $31,050

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Sean Harrison 202 942-2910

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