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View ICR - OIRA Conclusion

OMB Control No: 3235-0695	ICR Reference No: 201609-3235-023
Status: Historical Active	Previous ICR Reference No: 201409-3235-029
Agency/Subagency: SEC	Agency Tracking No: TM-270-646
Title: Rule 17ad-22 Clearing Agency Standards for Operation and Governance
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/12/2017
	Date Received in OIRA: 11/07/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2020	36 Months From Approved	05/31/2019
Responses	209	0	57
Time Burden (Hours)	13,398	0	8,029
Cost Burden (Dollars)	11,894,080	0	8,888,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute
Annual Number of Responses	209	57	152
Annual Time Burden (Hours)	13,398	8,029	5,369
Annual Cost Burden (Dollars)	11,894,080	8,888,000	3,006,080

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: With the adoption of new Rule 17Ad-22(e), the PRA burdens associated with portions of Rule 17Ad-22 (d) have been reduced to reflect a decrease in the number of respondents that will be subject to the provisions of those rules. The Commission believes that seven respondent clearing agencies will be subject to the PRA burdens associated with Rule 17Ad-22(e). Prior to the adoption of Rule 17Ad-22(e), these seven respondent clearing agencies were subject to the PRA burdens associated with Rule 17Ad-22(d). As a result, the Commission believes that only four respondent clearing agencies will remain subject to the PRA burdens of certain portions of Rule 17Ad-22 (d) and estimates aggregate burdens have been adjusted accordingly.

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