View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
3084-0127
ICR Reference No:
201611-3084-004
Status:
Historical Inactive
Previous ICR Reference No:
201609-3084-001
Agency/Subagency:
FTC
Agency Tracking No:
Title:
Contact Lens Rule
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Comment filed on proposed rule and continue
Conclusion Date:
01/09/2017
Retrieve Notice of Action (NOA)
Date Received in OIRA:
12/07/2016
Terms of Clearance:
The FTC should consider comments received regarding the information collection instrument(s) and provide a response and any necessary adjustments in its next submission to OMB.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
10/31/2019
10/31/2019
12/31/2019
Responses
58,792,524
0
58,792,524
Time Burden (Hours)
1,903,315
0
1,903,315
Cost Burden (Dollars)
0
0
0
Abstract:
The Rule implements the Fairness to Contact Lens Consumer Act of 2003 (15.U.S.C. 7601-7610). The Act seeks to enable consumers to purchase contact lenses from the seller of their choice. Among other things, the Act requires contact lens prescribers to provide contact lens prescriptions to their patients, and to provide or verify contact lens prescriptions to third parties designated by patients. Sellers who seek verification of contact lens prescriptions must retain one or two records for each contact lens sale: Either the relevant prescription itself, or the verification request and any response from the prescriber. In September 2015, the FTC sought public comment on the costs, benefits, and impact of the Rule as part of its systematic review of all current FTC rules and guides. The Commission received 660 comments from interested parties and stakeholders. After reviewing these comments and other evidence, the agency has determined that it would be beneficial to increase compliance with the automatic prescription release requirement. The Commission therefore proposes to amend the Rule to require contact lens prescribers to obtain a signed acknowledgement after releasing a contact lens prescription to a patient, and to maintain it for at least three years.
Authorizing Statute(s):
PL:
Pub.L. 108 - 164 1-12
Name of Law: Fairness to Contact Lens Consumers Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
3084-AB36
Proposed rulemaking
81 FR 88526
12/07/2016
Federal Register Notices & Comments
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
5
IC Title
Form No.
Form Name
Contact Lens Rule: Prescribers responding to verification requests
Contact Lens Rule: Third Party Sellers (not original prescribers) where verification and retention required
Contact Lens Rule: Prescribers with disclosure obligations to contact lens wearers
Contact Lens Rule: Third Party Sellers (not original prescribers) with recordkeeping obligations when verification not required
Prescribers' Record Retention Requirement
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Changing Regulations
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Based on twelve years of experience enforcing the Rule and after carefully considering the 660 comments that were submitted pursuant to the ongoing periodic review of the Rule, the Commission believes that the overall weight of evidence indicates that compliance with the automatic prescription release provision could be substantially improved. To further the goals of the Fairness to Contact Lens Consumers Act, the Commission proposes to amend the Rule to require that contact lens prescribers obtain a signed acknowledgment after releasing a contact lens prescription to a patient, and maintain each such acknowledgment for a period of not less than three years. Such signed acknowledgments shall be available for inspection by the Federal Trade Commission, its employees, and its representatives. The Commission believes this provision will help inform patients of their right to their prescriptions, increase the number of patients who receive their prescriptions, and, consequently, increase the number of purchases made with initial presentations of complete and valid prescriptions, thus reducing the number of verifications by third-party sellers. The Commission believes that requiring signed acknowledgments would also improve the Commission’s verification and enforcement ability. The addition of a signed acknowledgment requirement would accomplish the desired objectives with little increased burden on prescribers (estimated one minute per patient).
Annual Cost to Federal Government:
$52,000
Does this IC contain surveys, censuses, or employ statistical methods?
No
Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002?
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Elizabeth Delaney 202 326-2903 edelaney@ftc.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
12/07/2016
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