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View ICR - OIRA Conclusion

OMB Control No: 3235-0562	ICR Reference No: 201611-3235-021
Status: Historical Active	Previous ICR Reference No: 201403-3235-007
Agency/Subagency: SEC	Agency Tracking No: IM-270-505
Title: Rule 17d-1 Applications regarding joint enterprises or arrangements and certain profit-sharing plans
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/02/2017
	Date Received in OIRA: 04/25/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2020	36 Months From Approved	11/30/2017
Responses	18	0	13
Time Burden (Hours)	2,772	0	2,002
Cost Burden (Dollars)	1,676,358	0	1,210,703

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	18	13	5
Annual Time Burden (Hours)	2,772	2,002	770
Annual Cost Burden (Dollars)	1,676,358	1,210,703	465,655

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Rule 17d-1 has a current annual burden of 2002 hours. The hour burden associated with rule 17d-1 has increased by a total of 770 hours to a total of 2772 hours since our last analysis. The increase in estimated total annual burden hours associated with the rule is due to an increase in the number of funds that filed applications for exemption under rule 17d-1. The estimated cost burden of $1,210,703 has increased to $1,676,358. This increase in cost burden is due to an increase in the number of funds that filed applications for exemptions under rule 17d-1.

Annual Cost to Federal Government: $9,100,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: John Foley 202 551-6724

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