View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0746	ICR Reference No: 201612-3235-002
Status: Historical Active	Previous ICR Reference No: 201605-3235-020
Agency/Subagency: SEC	Agency Tracking No: CF-270-798
Title: Regulation D Rule 504(b)(3)-Felons and Other Bad Actors Disclosure Statement
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/02/2017
	Date Received in OIRA: 12/20/2016
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2020	36 Months From Approved
Responses	808	0	0
Time Burden (Hours)	880	0	0
Cost Burden (Dollars)	9,600	0	0

ICR Summary of Burden

	Total Approved	Change Due to Agency Discretion
Annual Number of Responses	808	808
Annual Time Burden (Hours)	880	880
Annual Cost Burden (Dollars)	9,600	9,600

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The burden relates to new Rule 504(b)(3) disclosure requirements intended to inform Rule 504 offering purchasers of any past disqualifying events associated with the issuer and its covered persons. This is a new collection of information, so there is no change in burden.

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