View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0354	ICR Reference No: 201612-3235-029
Status: Historical Active	Previous ICR Reference No: 201402-3235-030
Agency/Subagency: SEC	Agency Tracking No: IM-270-312
Title: Rule 19b-1 (17 CFR 270.19b-1) under the Investment Company Act of 1940 - Frequency of Distribution of Capital Gains
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/22/2017
	Date Received in OIRA: 05/30/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2020	36 Months From Approved	09/30/2017
Responses	2,579	0	3,361
Time Burden (Hours)	40	0	1
Cost Burden (Dollars)	148,950	0	168,050

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	2,579	3,361	-782
Annual Time Burden (Hours)	40	1	39
Annual Cost Burden (Dollars)	148,950	168,050	-19,100

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated burden hours associated with rule 19b-1 have increased from the current allocation of 1 hour to 40 hours, an increase of 39 hours. This increase is due to an increase in the estimated number of funds filing applications for exemptive orders pursuant to rule 19b-1(e) (from 0 to 5 per year). The estimated cost burden of $168,050 has decreased to $148,950, a decrease of $19,100. The decrease in the cost burden is due to a decrease in the estimated number of UITs that may rely on rule 19b-1(c).

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Zeena Abdul-Rahman 202 551-4099

Something went wrong when downloading this file. If you have any questions, please send an email to risc@gsa.gov.