View ICR - OIRA Conclusion

3235-0755 201705-3235-008
Historical Inactive 201612-3235-010
SEC IM-270-804
Rule 206(4)-4 (17 CFR 275.206(4)-4) under the Investment Advisers Act of 1940, Adviser Business Continuity and Transition Plans
New collection (Request for a new OMB Control Number)   No
Comment filed on proposed rule 11/19/2017
Retrieve Notice of Action (NOA) 06/05/2017
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
36 Months From Approved
0 0 0
0 0 0
0 0 0