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View ICR - OIRA Conclusion

OMB Control No: 3235-0648	ICR Reference No: 201707-3235-006
Status: Historical Active	Previous ICR Reference No: 201410-3235-032
Agency/Subagency: SEC	Agency Tracking No: IM-270-574
Title: Rule 498 under the Securities Act of 1933, Summary Prospectuses for Open-End Management Investment Companies
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/12/2018
	Date Received in OIRA: 01/24/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2021	36 Months From Approved	03/31/2018
Responses	10,532	0	9,082
Time Burden (Hours)	15,798	0	13,623
Cost Burden (Dollars)	167,458,800	0	144,403,800

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	10,532	9,082	1,450
Annual Time Burden (Hours)	15,798	13,623	2,175
Annual Cost Burden (Dollars)	167,458,800	144,403,800	23,055,000

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hourly burden associated with rule 498 has increased from 13,623 hours to 15,798 hours (an increase of 2,175 hours). The increase is due to an increase in the estimated number of portfolios using a Summary Prospectus. The estimated cost burden associated with rule 498 has increased from $144,403,800 to $167,458,800 (an increase of $23,055,000). The increase is due to an increase in the estimated number of portfolios using a Summary Prospectus.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Daniel Chang 2025516792 changd@sec.gov

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