View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0617	ICR Reference No: 201708-3235-003
Status: Historical Active	Previous ICR Reference No: 201404-3235-020
Agency/Subagency: SEC	Agency Tracking No: CF-270-558
Title: Rule 433
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 11/25/2017
	Date Received in OIRA: 09/26/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	11/30/2020	36 Months From Approved	11/30/2017
Responses	15,700	0	9,968
Time Burden (Hours)	5,024	0	3,190
Cost Burden (Dollars)	6,028,800	0	3,827,712

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	15,700	9,968	5,732
Annual Time Burden (Hours)	5,024	3,190	1,834
Annual Cost Burden (Dollars)	6,028,800	3,827,712	2,201,088

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase of 1,834 burden hours and the increase of $2,201,088 in cost burden is due to an adjustment. The change in burden hours and cost burden is due to an increase in the number of Rule 433 free writing prospectuses filed with the Commission.

Annual Cost to Federal Government: $125,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Sean Harrison 202 942-2910

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