View Information Collection Request (ICR) Package

OMB Control No: 7100-0341	ICR Reference No: 201708-7100-016
Status: Historical Active	Previous ICR Reference No: 201707-7100-005
Agency/Subagency: FRS	Agency Tracking No: FR Y-14
Title: Capital Assessment and Stress Testing
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/06/2017
Retrieve Notice of Action (NOA)	Date Received in OIRA: 09/06/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2020	36 Months From Approved	01/31/2020
Responses	3,000	0	3,120
Time Burden (Hours)	858,138	0	914,592
Cost Burden (Dollars)	0	0	0

Abstract: The mandatory Capital Assessments and Stress Testing (FR Y-14A/Q/M) are applicable to bank holding companies (BHCs) with total consolidated assets of $50 billion or more and U.S. intermediate holding companies (IHCs) established by foreign banking organizations under 12 CFR 252.153. This information collection is composed of the following three reports: (1) The semi-annual FR Y-14A collects quantitative projections of balance sheet, income, losses, and capital across a range of macroeconomic scenarios and qualitative information on methodologies used to develop internal projections of capital across scenarios. (2) The quarterly FR Y-14Q collects granular data on various asset classes, including loans, securities, and trading assets, and pre-provision net revenue (PPNR) for the reporting period. (3) The monthly FR Y-14M is comprised of three retail portfolio- and loan-level collections, and one detailed address matching collection to supplement two of the portfolio and loan-level collections. The FR Y-14A, FR Y-14Q, and FR Y-14M reports are used to support the Comprehensive Capital Analysis and Review (CCAR) exercise, supervisory stress test models, and continuous monitoring efforts.

Authorizing Statute(s): US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
US Code: 12 USC 1844 Name of Law: Bank Holding Company Act

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
7100-AE59	Final or interim final rulemaking	82 FR 9308	02/03/2017

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 67239	09/30/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 9308	02/03/2017
Did the Agency receive public comments on this ICR? No

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	3,000	3,120	-120
Annual Time Burden (Hours)	858,138	914,592	-56,454
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Regulations

Short Statement: The current total annual burden for the annual, quarterly, and monthly reporting requirements of this information collection is estimated to be 914,592 hours and, with the proposed revisions, would decrease by 56,454 hours, for a total of 858,138 hours, including 18,240 hours of ongoing automation burden. The current total annual burden hours for the FR Y-14A is estimated to be 82,580 hours and, with the proposed revisions, would decrease by 6,346 hours, for a total of 76,234 hours. The current total annual burden hours for the FR Y-14Q is estimated to be 219,552 hours and, with the proposed revisions, would decrease by 1,088 hours for a total of 218,464 hours. The current total annual burden hours for the FR Y-14M is estimated to be 560,940 hours and, with the proposed revisions, would decrease by 49,020 hours, for a total of 511,920 hours.

Annual Cost to Federal Government: $2,779,104

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Richard Palmer 202 502-8438 Richard.Palmer@ferc.gov

View ICR - OIRA Conclusion