View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2137-0612
ICR Reference No:
201801-2137-001
Status:
Historical Active
Previous ICR Reference No:
201406-2137-008
Agency/Subagency:
DOT/PHMSA
Agency Tracking No:
2137-0612
Title:
Hazardous Materials Security Plans
Type of Information Collection:
Extension without change of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
07/03/2018
Retrieve Notice of Action (NOA)
Date Received in OIRA:
04/17/2018
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
07/31/2021
36 Months From Approved
07/31/2018
Responses
55,997
0
54,999
Time Burden (Hours)
427,719
0
427,719
Cost Burden (Dollars)
0
0
0
Abstract:
This information request is mandatory for offerors and carriers of certain hazardous materials to develop and implement a security plan. This collection is a reporting and recordkeeping requirement, which must be evaluated on an annual basis, as long as the hazardous materials subject to security plan requirements are still offered and/or carried. Security plans are required to be maintained at the principal place of business and must be made available, at a reasonable time and location, to an authorized official of the Department of Transportation or Department of Homeland Security. This information collection requires the evaluation of transportation security risks, including site-specific or location-specific risks associated with facilities at which the hazardous materials are prepared for transportation, stored, or unloaded incidental to movement. In addition, rail carriers of certain hazardous materials, are subject to additional security plan requirements, including the selection of the most practicable route posing the least overall safety and security risk. Security plans reduce the possibility that a hazardous material shipment will be used as a weapon of opportunity by terrorists. There is no change in total number of burden hours. However, there is a change in the number of responses, because PHMSA has expanded one reporting and recordkeeping information collection into 23 reporting and recordkeeping information collections. This change reflects more specific reporting, it is not reflective of any regulatory changes to security plan requirements.
Authorizing Statute(s):
US Code:
49 USC 5101-5125
Name of Law: Hazardous Materials Transportation Law
Citations for New Statutory Requirements:
US Code: 49 USC 5101-5125
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
82 FR 18828
04/21/2017
30-day Notice:
Federal Register Citation:
Citation Date:
82 FR 45356
09/28/2017
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
23
IC Title
Form No.
Form Name
Alternate Route Analysis - Class I Railroads
Alternate Route Analysis - Class II Railroads
Alternate Route Analysis - Class III Railroads
Compilation of Commodity Date - Class I Railroads
Compilation of Commodity Date - Class II Railroads
Compilation of Commodity Date - Class III Railroads
Hazardous Materials Security Plans
Inspection
New Security Plans - Large Companies
New Security Plans - Small Companies
Notifying a Consignee in the Event of a Significant Delay - Class I Railroads
Notifying a Consignee in the Event of a Significant Delay - Class II Railroads
Notifying a Consignee in the Event of a Significant Delay - Class III Railroads
Primary Route Analysis - Class I Railroads
Primary Route Analysis - Class II Railroads
Primary Route Analysis - Class III Railroads
Route Selection and Completion of Route Analysis - Class I Railroads
Route Selection and Completion of Route Analysis - Class II Railroads
Route Selection and Completion of Route Analysis - Class III Railroads
Storage, Delays in Transit, and Notification - Class I Railroads
Storage, Delays in Transit, and Notification - Class II Railroads
Storage, Delays in Transit, and Notification - Class III Railroads
Updating Security Plans - Large Companies
Updating Security Plans - Small Companies
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
55,997
54,999
0
-54,999
55,997
0
Annual Time Burden (Hours)
427,719
427,719
0
-427,720
427,720
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Miscellaneous Actions
Short Statement:
There are no changes to the total number of burden hours for the renewal of this OMB Control Number. However, there is a change in the number of responses. During review of this burden, PHMSA noted it has historically consolidated of all reporting and recordkeeping requirements into one information collection. As demonstrated throughout this justification, there are 23 different reporting and recordkeeping requirements, which PHMSA is now identifying. This change increases the number of responses. However, this did not change the number of total burden hours, because no changes were made to the security plan requirements.
Annual Cost to Federal Government:
$0
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Steven Andrews 202 366-6199 steven.andrews@dot.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
04/17/2018
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