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View ICR - OIRA Conclusion

OMB Control No: 3235-0447	ICR Reference No: 201804-3235-002
Status: Historical Active	Previous ICR Reference No: 201503-3235-012
Agency/Subagency: SEC	Agency Tracking No: IM-270-392
Title: Rule 17f-6 [17 CFR 270.17f-6], "Custody of Investment Company Assets with Futures Commission Merchants and Commodity Clearing Organizations."
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/19/2019
	Date Received in OIRA: 12/12/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2022	36 Months From Approved	03/31/2019
Responses	304	0	126
Time Burden (Hours)	49	0	39
Cost Burden (Dollars)	19,649	0	14,820

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	304	126	178
Annual Time Burden (Hours)	49	39	10
Annual Cost Burden (Dollars)	19,649	14,820	4,829

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated total annual burden for rule 17f-6 has increased by 10 hours from the previous submission under the Paperwork Reduction Act (from 39 hours to 49 hours). The change in estimated burden hours is based on an increase in the number of funds that currently effect futures and commodity options transactions, but this increase is partially offset by a decrease in the number of fund complexes that currently effect futures and commodity option transactions.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: John Lee 202 551-5689

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