View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0604	ICR Reference No: 201805-3235-041
Status: Historical Active	Previous ICR Reference No: 201803-3235-018
Agency/Subagency: SEC	Agency Tracking No: CF 270-544
Title: Exchange Act Form 10-D
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/09/2018
	Date Received in OIRA: 06/05/2018
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2021	36 Months From Approved	05/31/2021
Responses	8,258	0	8,258
Time Burden (Hours)	241,547	0	229,160
Cost Burden (Dollars)	32,206,200	0	30,554,600

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	8,258	8,258	0
Annual Time Burden (Hours)	241,547	229,160	12,387
Annual Cost Burden (Dollars)	32,206,200	30,554,600	1,651,600

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The adopted amendments in Release No. 33-10322 would assist investors and other users by substantially easing the difficulties in retrieving exhibits included with filings. However, we anticipate the adopted amendments would increase the burdens and costs for registrants to prepare and review filings that contain hyperlinks to the exhibits attached to a filing. For purposes of the PRA, we estimate that the proposed amendments to Form 10-D would result in a net increase of 12,387 burden hours and a net increase in the cost burden of $1,651,600 for the services of outside professionals.

Annual Cost to Federal Government: $150,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Sean Harrison 202 942-2910

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