View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
1513-0018
ICR Reference No:
201808-1513-014
Status:
Historical Active
Previous ICR Reference No:
201410-1513-001
Agency/Subagency:
TREAS/TTB
Agency Tracking No:
ICN 69 - 3/11
Title:
Application for Basic Permit under the Federal Alcohol Administration Act
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
12/06/2018
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/25/2018
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
12/31/2021
36 Months From Approved
12/31/2018
Responses
6,000
0
5,450
Time Burden (Hours)
6,750
0
6,575
Cost Burden (Dollars)
0
0
0
Abstract:
Section 103 of the Federal Alcohol Administration Act (FAA Act, 27 U.S.C. 203) requires that a person must apply to the Secretary of the Treasury for a "basic permit" before beginning business as: (1) an importer into the United States of distilled spirits, wine, or malt beverages, (2) a producer of distilled spirits or wine, or (3) a wholesaler of distilled spirits, wine, or malt beverages. In addition, section 104 of the FAA Act (27 U.S.C. 204(c)) prescribes who is entitled to a basic permit, and it authorizes the Secretary to prescribe the manner and form of, and the information required in, basic permit applications. Under these authorities, the TTB regulations in 27 CFR part 1, subpart C, require that new applications for FAA Act basic permits must be made on form TTB F 5100.24. This application enables TTB to determine the location of the proposed business, the extent of its operations, and if the applicant is qualified under the FAA Act to receive a basic permit.
Authorizing Statute(s):
US Code:
27 USC 203 & 204
Name of Law: Federal Alcohol Administration Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
83 FR 24842
05/30/2018
30-day Notice:
Federal Register Citation:
Citation Date:
83 FR 53954
10/25/2018
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Application for Basic Permit under the Federal Alcohol Administration Act.
TTB F 5100.24, None, None
Application for Basic Permit under the Federal Alcohol Administration Act
,
Permits Online (PONL) -- New DSP or Bonded Wine Premises Application
,
Permits Online (PONL) -- New Alcohol Wholesaler or Importer Application
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
6,000
5,450
0
0
550
0
Annual Time Burden (Hours)
6,750
6,575
0
-375
550
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
No
Burden Increase Due to:
Burden decreases because of Program Change due to Agency Discretion:
Yes
Burden Reduction Due to:
Changing Forms
Short Statement:
Program changes: TTB notes that on previous editions of TTB F 5100.25, Item 8 required applicants to list the sole owner or, as appropriate, the partners, LLC members/managers, or corporate officers, directors, and shareholders with more than 10 percent voting stock involved in the applicant business. Item 9 then required applicants to provide for each person listed in Item 8, their full name, date and place of birth, social security or employer identification number, U.S. citizenship (yes or no), gender, other names used (maiden name, nick names, etc.), and residences during the past five years. As a matter of agency discretion, TTB is now eliminating the Item 9 data fields on TTB F 5100.24 regarding U.S. citizenship and residences during the past five years. TTB has concluded that it no longer needs such information to identify persons involved in the applicant business or to make determinations regarding their eligibility to receive a basic permit. As a result of eliminating those two Item 9 data fields, TTB is decreasing the estimated time to complete TTB F 5100.24 by 15 minutes, from 1.75 hours to 1.5 hours, resulting in an estimated burden decrease of 375 hours for this information collection. (TTB is not adjusting the estimated time to complete an electronic FAA Act basic permit application in PONL since such the ownership information section in PONL is accounted for under the clearance for 1513–0002, Personnel Questionnaire. TTB will adjust the burden estimate for 1513–0002 in the near future.) Adjustments: While the program change noted above results in an estimated burden decrease of 375 hours for this information collection, TTB is increasing the overall total number of annual respondents, responses, and burden hours associated with it due to changes in agency estimates. These increases are the result of continued growth in the number of alcohol beverage industry members who require FAA Act basic permits to legally operate, which has increased the number of such applications submitted annually to TTB. TTB also is providing a respondent cost burden estimate for this information collection.
Annual Cost to Federal Government:
$153,840
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
Yes
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Michael Hoover 202 453-2135 ext. 135 michael.hoover@ttb.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/25/2018
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