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View ICR - OIRA Conclusion

OMB Control No: 3235-0698	ICR Reference No: 201903-3235-002
Status: Historical Active	Previous ICR Reference No: 201601-3235-001
Agency/Subagency: SEC	Agency Tracking No: TM-270-648
Title: Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/19/2019
	Date Received in OIRA: 06/06/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2022	36 Months From Approved	08/31/2019
Responses	35	0	45
Time Burden (Hours)	22,517	0	51,450
Cost Burden (Dollars)	93,333	0	120,000

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	35	45	-10
Annual Time Burden (Hours)	22,517	51,450	-28,933
Annual Cost Burden (Dollars)	93,333	120,000	-26,667

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in hour burden from 51,450 hours per year to 22,517 hours per year is due to a decrease in the number of respondents from 45 to 35 and a decrease in the average number of non-affiliate credit default customers per respondent from 109 to 34. The decrease in dollar cost from $120,000 per year to approximately $93,333 per year is due to a decrease in the number of respondents from 45 to 35.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Rose Wells 202 942-0143

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