View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0021	ICR Reference No: 201903-3235-004
Status: Historical Active	Previous ICR Reference No: 201603-3235-003
Agency/Subagency: SEC	Agency Tracking No: TM-270-015
Title: Rule 6a-3 Supplemental Material to be Filed by Exchanges
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/19/2019
	Date Received in OIRA: 06/04/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2022	36 Months From Approved	08/31/2019
Responses	252	0	228
Time Burden (Hours)	126	0	114
Cost Burden (Dollars)	5,040	0	4,560

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	252	228	24
Annual Time Burden (Hours)	126	114	12
Annual Cost Burden (Dollars)	5,040	4,560	480

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated time burden has increased from 114 hours to 126 hours because the number of respondents has increased from 19 to 21. In addition, the total shipping costs have increased from $4,560 to $5,040 due to the increased number of respondents.

Annual Cost to Federal Government: $40,950

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Hong-Anh Tran 202 551-5637

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