View Information Collection Request (ICR) Package

Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3038-0096	ICR Reference No: 201905-3038-003
Status: Historical Inactive	Previous ICR Reference No: 201610-3038-002
Agency/Subagency: CFTC	Agency Tracking No:
Title: Swap Data Recordkeeping and Reporting Requirements
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 07/02/2019
	Date Received in OIRA: 05/13/2019
Terms of Clearance: The CFTC should consider modyfing Item 16 of the supporting statement to account for circumstances under which data recieved from the collection could be used in generating analysis to guide systemic risk mitigation, market monitoring, market abuse prevention and fulfillment of other regulatory mandates.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2020	36 Months From Approved	02/29/2020
Responses	7,209,344,610	0	7,209,344,610
Time Burden (Hours)	562,945	0	562,945
Cost Burden (Dollars)	99,462,062	0	99,462,062

Annual Cost to Federal Government: $7,300,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Gail Scott 202 418-5139 gscott@cftc.gov

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