View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
2502-0602
ICR Reference No:
201907-2502-007
Status:
Historical Active
Previous ICR Reference No:
201509-2502-002
Agency/Subagency:
HUD/OH
Agency Tracking No:
Title:
Comprehensive Transactional Forms Supporting FHA’s Section 242 Mortgage Insurance Program for Hospitals
Type of Information Collection:
Revision of a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
11/12/2019
Retrieve Notice of Action (NOA)
Date Received in OIRA:
08/29/2019
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2022
36 Months From Approved
11/30/2019
Responses
1,069
0
496
Time Burden (Hours)
79,426
0
73,047
Cost Burden (Dollars)
0
0
0
Abstract:
This information is collected from OHF staff, mortgagees, mortgagors, contractors and agents to manage and monitor the application, procedure, project administration, and initial/final endorsement of projects undertaken by Office of Hospital Facilities.
Authorizing Statute(s):
US Code:
42 USC 3535(d)
Name of Law: Mortgage Insurance for Hospitals
US Code:
12 USC 1709,1710,1715b,1715n(f), 1715
Name of Law: Mortgage Insurance for Hospitals
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
84 FR 24167
05/24/2019
30-day Notice:
Federal Register Citation:
Citation Date:
84 FR 43154
08/20/2019
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
1
IC Title
Form No.
Form Name
Hospital Facilities projects pursuant to FHA Programs 242, 241, 223(f), 223(a)(7)
HUD-92266-OHF , HUD-92476B-OHF , HUD-92452-OHF, HUD-92464-OHF, HUD-92441-OHF, HUD-92422-OHF, HUD-92452A-OHF, HUD-92448-OHF, HUD-91725-CERT-OHF, HUD-92013-OHF, HUD-92023-OHF, HUD-91725-INST-OHF, HUD-92330A-OHF, HUD-92554-OHF, HUD-92576-OHF, HUD-93305-OHF, HUD-94000-OHF, HUD-94001-OHF, HUD-92476-OHF, HUD-91725-OHF, HUD-91070-OHF, HUD-91071-OHF, HUD-91073-OHF, HUD-92070-OHF, HUD-92403-OHF, HUD-92434-OHF, HUD-92422-OHF, HUD-92455-OHF, HUD-92456-OHF, HUD-92476A-OHF, HUD-91111-OHF, HUD-92466-OHF, HUD-92479-OHF, HUD-94128-OHF, HUD-92080-OHF, HUD-92117-OHF, HUD-92205-OHF, HUD-92223-OHF, HUD-92322-OHF, HUD-92330-OHF, HUD-92403A-OHF
Financial and Statistical Data For HUD Reporting
,
Payment Bond
,
Performance Bond
,
Request for Approval of Advance of Escrow Funds - Hospitals/Section 242
,
Exhibit A to Opinion of Borrower's Counsel Certification
,
Application for Hospital Mortgage Insurance
,
Request for Final Endorsement of Credit Instrument - Hospitals/Section 242
,
Building Loan Agreement
,
Contractor's Requisition Project Mortgages
,
Instructions to Opinion of Borrower's Counsel
,
Escrow Agreement for Deferred Work
,
Opinion by Counsel to the Borrower
,
Consolidated Certifications Borrower
,
Escrow Agreement for Off-site Facilities
,
HUD Survey Instructions and Surveyor’s Report
,
Survey Instructions and Borrower's Certification
,
Lease Addendum
,
Change of Mortgage Record
,
Borrower's Certification- Full or Partial Completion of Project
,
Borrower's Certificate of Known Costs (Section 242/223f)
,
Surplus Cash Note
,
Intercreditor Agreement
,
Contractor's Certificate of Actual Cost - Hospitals/Section 242
,
Borrower's Certificate of Actual Cost - Hospitals/Section 242
,
Borrower's and Architect's Certificate of Payment
,
Application for Insurance of Mortgage Proceeds
,
Lender's Certificate
,
Financial and Statistical Data For HUD Reporting
,
Request for Endorsement of Credit Instrument & Certificate of Lender, Borrower, & General Contractor
,
Escrow Agreement for Incomplete Construction
,
Escrow Agreement for Limited Rehabilitation
,
Regulatory Agreement - Borrower
,
Off-Site Bond - Dual Obligee
,
Supplementary Conditions of the Contract for Construction
,
Certificate for Need for Health Facility and Assurance of Enforcement of State Standards
,
Agreement and Certification
,
Security Instrument/ Mortgage/Deed of Trust
,
Healthcare Facility Note
,
Environmental Assessment and Compliance Findings for the Related Laws
,
Application for Transfer of Physical Assets
,
Escrow Agreement for Proceeds from Partial Release of Collateral
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
1,069
496
0
573
0
0
Annual Time Burden (Hours)
79,426
73,047
0
6,379
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
Average burden hour estimates were reviewed and updated when appropriate, to better reflect estimates for the hours required to complete the forms and to follow guidance for application (including the Pre-Application and Application Guides), construction, environmental, and other procedures presented in Handbook 4615.1 for the Section 242 Mortgage Insurance Program. The bulk of the hours estimated for application activities (including pre-application) of program stakeholders participating in the Section 242 Mortgage Insurance Program (including lenders, borrowers, attorneys, construction contractors, architects, and engineers) are estimated under the average hours for the HUD-92013-OHF, Application for Hospital Project Mortgage Insurance. Additional language was added to every burden statement in the collection to ensure that requirements under 5 CFR 1320.8(b)(3) are met. Revised average burden hour estimates result in an addition of 6,198.75 hours to the total Annual Burden Hours for the collection. The new and removed forms will add a net addition of 180.5 hours [184 hrs (HUD-92266-OHF, added) + 4 hrs (HUD-92476B-OHF, added) – 7.5 hrs (HUD-9250-OHF, removed)] for a total addition of 6,379.25 hours to the estimated Annual Burden Hours for this collection. The net change from the last submission of Total Annual Burden Hours is an increase of 6,379.25 hours for this collection. Updated wage rates were used based upon the mean labor rates published on the U.S. Department of Labor, Bureau of Labor Statistics website (https://www.bls.gov/oes/current/oes_nat.htm) and the 2018 General Schedule Base Pay Table (https://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/salary-tables/pdf/2018/GS.pdf). The wage rate calculations also now include a 1.46 multiplier to reflect a fully-loaded wage rate. The overall Annual Cost estimate increase is due to the updated burden hour estimates and revised and updated wage rates used to calculate the estimated annual costs. The net change from the last submission of overall Annual Cost estimate is an increase of $2,235,279. The change reflects the addition of two new forms (HUD-92266-OHF Application for Transfer of Physical Assets and HUD-92476B-OHF Escrow Agreement for the Release of Collateral) to accommodate specific and occasional situations involving the sale of FHA-insured collateral and transfer of physical assets, as well as the removal of HUD-9250-OHF (Funds Authorizations) from the collection, which has proven to be unnecessary for the Section 242 hospital program. Thirty-five of the forty documents within the collection are being renewed with no substantive content changes aside from the burden hour statement and fraud warning clarifications. Revisions are proposed for the HUD-92466-OHF (Regulatory Agreement), HUD-92422-OHF (Financial and Statistical Data for HUD Reporting), and HUD-94000-OHF (Security Instrument) to include edits that were made to include edits that were made to clarify current policies and definitions, reflect updated general accepted accounting standards, or to address minor inconsistencies across documents. Note: HUD-92415-OHF is an existing form that was included in the last OMB submission. It was discovered to be missing off the approved 2016 NOA. This was a data-entry error on the NOA.
Annual Cost to Federal Government:
$1,441,698
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Uncollected
Agency Contact:
Glorianna Peng 202 402-2122
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
08/29/2019