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View ICR - OIRA Conclusion

OMB Control No: 3235-0686	ICR Reference No: 201908-3235-009
Status: Historical Active	Previous ICR Reference No: 201708-3235-005
Agency/Subagency: SEC	Agency Tracking No: ENF-270-625
Title: Implementing The Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 Form WB-APP and Form TCR
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/09/2020
	Date Received in OIRA: 08/16/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2021	03/31/2021	03/31/2021
Responses	851	0	851
Time Burden (Hours)	1,160	0	1,160
Cost Burden (Dollars)	46,800	0	46,800

ICR Summary of Burden

	Total Approved	Previously Approved
Annual Number of Responses	851	851
Annual Time Burden (Hours)	1,160	1,160
Annual Cost Burden (Dollars)	46,800	46,800

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The changes in estimated burden are due to an adjustment to reflect the difference between the number of actual submissions of Form TCR and Form WB-APP and the time we estimate that it will take the public to complete the forms as described in Section 12 above. The estimated annual burden has been reduced by 3,626 hours and the estimated annual cost has increased slightly by $800.

Annual Cost to Federal Government: $123,192

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Jane Norberg 202 551-4669

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