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OMB Control No: 3064-0210	ICR Reference No: 201911-3064-002
Status: Historical Active	Previous ICR Reference No: 201905-3064-003
Agency/Subagency: FDIC	Agency Tracking No: 3064-0210
Title: Resolution Plans Required
Type of Information Collection: Existing collection in use without an OMB Control Number	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/30/2019
	Date Received in OIRA: 11/15/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2022	36 Months From Approved
Responses	37	0	0
Time Burden (Hours)	209,919	0	0
Cost Burden (Dollars)	0	0	0

Abstract: To promote financial stability, section 165(d) of the Dodd-Frank Act requires each covered company to periodically submit a plan for such company’s rapid and orderly resolution under the Bankruptcy Code in the event of the company’s material financial distress or failure.

Authorizing Statute(s): US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3064-AE93	Final or interim final rulemaking	84 FR 59194	11/01/2019

Federal Register Notices & Comments
Did the Agency receive public comments on this ICR? No

Number of Information Collection (IC) in this ICR: 5

IC Title	Form No.	Form Name
Biennial Filers - Domestic
Triennial Full - Complex Foreign
Triennial Full - Foreign and Domestic
Triennial Reduced
Waivers

ICR Summary of Burden

	Total Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	37	37
Annual Time Burden (Hours)	209,919	209,919
Annual Cost Burden (Dollars)	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: When the rule was adopted in 2011, the Federal Reserve Board (the Board) took the entire Paperwork Reduction Act (PRA) burden (OMB No. 7100-0346) associated with the rule even though the Board and the FDIC are both legally authorized to receive and review resolution plans. The agencies have decided to now share equally in the burden associated with the final rule published in the Federal Register on November 1, 2019 . As a result, the FDIC is requesting approval from the OMB for one half of the Board’s PRA burden, as revised by the final rule.The change in burden from the Board’s previous information collection (OMB No. 7100-0346) versus the final rule published in the Federal Register on November 1, 2019 is a reduction of 640,561 burden hours. Since this is the first time the FDIC will be submitting an information collection in connection with the rule, half of the burden reduction or 323,124 hours is attributed to the FDIC.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Jennifer Jones 202 551-5776 jonesjen@sec.gov

View ICR - OIRA Conclusion