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View ICR - OIRA Conclusion

OMB Control No: 3235-0514	ICR Reference No: 202003-3235-006
Status: Historical Active	Previous ICR Reference No: 201612-3235-027
Agency/Subagency: SEC	Agency Tracking No: TM-270-455
Title: Rule 8c-1, Hypothecation of customer's securities
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/10/2020
	Date Received in OIRA: 05/29/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2023	36 Months From Approved	08/31/2020
Responses	2,070	0	2,700
Time Burden (Hours)	1,035	0	1,350
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	2,070	2,700	-630
Annual Time Burden (Hours)	1,035	1,350	-315
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Changes in burden are reflective of the most recent data regarding the number of responses and time required for response. While the response time did not change, the number of respondents decreased, resulting in the aggregate annual burden being reduced. The number of respondents declined from 60 as of the end of 2015 to 46 as of the end of 2019. As a result, the number of total responses decreased from 2,700 to 2,070, a decrease of 630 responses. The hourly burden decreased from 1,350 to 1,035, a decrease of 315 hours.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Abraham Jacob 202 551-5583

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