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View ICR - OIRA Conclusion

OMB Control No: 3235-0269	ICR Reference No: 202003-3235-013
Status: Historical Active	Previous ICR Reference No: 201701-3235-003
Agency/Subagency: SEC	Agency Tracking No: IM-270-259
Title: Rule 17f-5 (17 CFR 270.17f-5) under the Investment Company Act of 1940, Custody of Investment Company Assets Outside the United States
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/27/2020
	Date Received in OIRA: 07/09/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2023	36 Months From Approved	08/31/2020
Responses	150	0	157
Time Burden (Hours)	16,425	0	16,443
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	150	157	-7
Annual Time Burden (Hours)	16,425	16,443	-18
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The decrease in the estimated burden of rule 17f-5 by 18 hours results from changes in the estimated number of respondents. Based on information from 2017 to 2019, the estimated number of new registrants with the Commission in a calendar year that might need to comply with rule 17f-5 dropped from 97 to approximately 90. The staff anticipates that the number of existing funds that change their global custodians is negligible and, therefore, the compliance burden of rule 17f-5 falls primarily on new funds.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Joel Cavanaugh 202 551-3173

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