View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0538	ICR Reference No: 202005-3235-006
Status: Historical Active	Previous ICR Reference No: 201706-3235-008
Agency/Subagency: SEC	Agency Tracking No: IM-270-481
Title: Form ADV-H under the Investment Advisers Act of 1940
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/24/2020
	Date Received in OIRA: 08/07/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2023	36 Months From Approved	11/30/2020
Responses	16	0	3
Time Burden (Hours)	16	0	3
Cost Burden (Dollars)	3,504	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	16	3	13
Annual Time Burden (Hours)	16	3	13
Annual Cost Burden (Dollars)	3,504	0	3,504

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We estimate that the burden associated with Form ADV-H will increase from 3 to 16 hours due to the difference between our previous estimate of the number of Form ADV-H filings that are made annually and the actual number of such filings made during the most recently completed calendar year. The number of hours per response has not changed since the last estimate.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Emily Rowland 202 551-8645

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