View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0960-0671
ICR Reference No:
202006-0960-004
Status:
Historical Active
Previous ICR Reference No:
202004-0960-011
Agency/Subagency:
SSA
Agency Tracking No:
Title:
Acknowledgement of Receipt (Notice of Hearing)
Type of Information Collection:
No material or nonsubstantive change to a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved without change
Conclusion Date:
07/01/2020
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/23/2020
Terms of Clearance:
This and other non-substantive changes associated with responding to the COVID-19 Public Health Emergency (PHE) remain in effect until the end of the PHE unless otherwise indicated.
Inventory as of this Action
Requested
Previously Approved
Expiration Date
02/28/2021
02/28/2021
02/28/2021
Responses
3,827,390
0
3,197,390
Time Burden (Hours)
1,186,965
0
1,125,132
Cost Burden (Dollars)
0
0
0
Abstract:
SSA uses the information we obtain on Forms HA-55, HA-504, HA 504-OP1, HA-510, and HA-510-OP1 to manage the means by which we conduct hearings before an administrative law judge (ALJ), and the scheduling of hearings with an ALJ. We use the HA-55, Objection to Appearing by Video Teleconferencing, and its accompanying cover letter, HA-L2, to allow claimants to opt-out of an appearance via video teleconferencing (VTC) for their hearing with an ALJ. The HA-L2 explains the good cause stipulation for opting out of VTC if the claimant misses their window to submit the HA-55, and for verifying a new residence address if the claimant moved since submitting their initial hearing request. SSA uses the HA-504 and HA 504 OP1, Acknowledgement of Receipt (Notice of Hearing), and accompanying cover letter, HA-L83 to: (1) acknowledge the claimants will appear for their hearing with an ALJ; (2) establish the time and place of the hearing; and (3) remind claimants to gather evidence in support of their claims. The only difference between the two versions of the HA-504 is the language used for the selection check boxes as determined by the type of appearance for the hearing (in-person, phone teleconference, or VTC). In addition, the cover letter, HA-L83, explains: (1) the claimants’ need to notify SSA of their wish to object to the time and place set for the hearing; (2) the good cause stipulation for missing the deadline for objecting to the time and place of the hearing; and (3) how the claimants can submit, in writing, any additional evidence they would like the ALJ to consider, or any objections they have on their claims. The HA-510, and HA-510-OP1, Waiver of Written Notice of Hearing, allows the claimants to waive their right to receive the Notice of Hearing as specified in the HA-L83. We typically use these forms when there is a last minute available opening on an ALJ’s schedule, so the claimants can fill in the available time slot. If the claimants agree to fill the time slot, we ask them to waive their right to receive the Notice of Hearing. We use the HA-510-OP1 at the beginning of our process for representatives and claimants who wish to waive the 75-day requirement earlier in the process, and the HA-510 later in the process for those representatives and claimants who want the full 75 days prior to the scheduled hearing. The respondents are applicants for Social Security disability payments who request a hearing to appeal an unfavorable entitlement or eligibility determination. We are submitting this Non-Substantive Change Request to add COVID-19 Enhanced Outreach (CEO) with representatives while our hearings offices are closed.
Authorizing Statute(s):
US Code:
42 USC 405
Name of Law: Social Security Act
US Code:
42 USC 1383
Name of Law: Social Security Act
Citations for New Statutory Requirements:
US Code: 42 USC 401, 404, 405, 421, 423, & 405 Name of Law: Social Security Act
US Code: 42 USC 902, 1381, 1381a, 1383, &1383b Name of Law: Social Security Act
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
82 FR 15779
03/30/2017
30-day Notice:
Federal Register Citation:
Citation Date:
82 FR 32431
07/13/2017
Did the Agency receive public comments on this ICR?
No
Number of Information Collection (IC) in this ICR:
16
IC Title
Form No.
Form Name
Acknowledgement of Receipt (Notice of Hearing) - HA-504 (with teleconferencing)
HA-504
Acknowledgement of Receipt (Notice of Hearing)
Acknowledgement of Receipt (Notice of Hearing) - HA-504-OP1 (telephone hearing)
HA-504-OP1
Acknowledgement of Receipt (Notice of Hearing)
CEO Follow up Call with Representative – no form
CEO Letter and Form Mailed to Representative
N/A
COVID-19 Telephone Hearing Agreement Form
COVID-19 Enhanced Outreach - Follow Up Call – No Representative (Unrepresented Claimant/ProSe)
COVID-19 Enhanced Outreach - Follow up Call – With Representative
COVID-19 Enhanced Outreach - Initial Call No Representative (Unrepresented Claimant/ProSe)
COVID-19 Enhanced Outreach - Initial Call With Representative
Courtesy Copy of CEO Letter to Claimant
Good Cause for Missing Deadline - HA-L83
Late Notification of Objection to Video Teleconference Showing Good Cause - HA-2
Notice of Hearing Cover Letter - HA-L83
Objection Stating Issues in Notice are Incorrect - HA-L83
Objection to Appearing by Video Teleconferencing - HA-55
HA-55
Objection to Appearing by Video Teleconferencing
Verification of New Residence - HA-L2
Waiver of Written Notice of Hearing - HA-510
HA-510, HA-510-OP1
Waiver of Written Notice of Hearing
,
Option to Accept an Earlier Hearing Waiver of Timely Written Notice of Hearing
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
3,827,390
3,197,390
0
630,000
0
0
Annual Time Burden (Hours)
1,186,965
1,125,132
0
61,833
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
We are increasing the burden from 1,125,132 to 1,186,965 hours due to the implementation of a new, representative payee form under our COVID-19 Enhanced Outreach program. This increase is temporary, and will last only as long as we need it due to the current closure of our hearing offices during the COVID-19 crisis. Once we are able to reopen our hearing offices, we will discontinue the use of the new form, and decrease the burden for this ICR accordingly.
Annual Cost to Federal Government:
$264,786
Does this IC contain surveys, censuses, or employ statistical methods?
No
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Yes
Agency Contact:
Faye Lipsky 410 965-8783 faye.lipsky@ssa.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/23/2020
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