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View ICR - OIRA Conclusion

OMB Control No: 3235-0151	ICR Reference No: 202008-3235-002
Status: Historical Active	Previous ICR Reference No: 201704-3235-006
Agency/Subagency: SEC	Agency Tracking No: TM-270-096
Title: Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a))
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/22/2021
	Date Received in OIRA: 11/17/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2024	36 Months From Approved	01/31/2021
Responses	58	0	17
Time Burden (Hours)	29	0	9
Cost Burden (Dollars)	0	0	340

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	58	17	41
Annual Time Burden (Hours)	29	9	20
Annual Cost Burden (Dollars)	0	340	-340

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in the hour burden from 9 hours to 29 hours is due to a change in agency estimates, reflecting that, on average, more respondents have filed Form TA-Ws than previously estimated. The decrease in the cost burden from $340 to $0 is due to the fact that, from 2017-2020, we estimate that all filings were done by internal staff and that no outside filing agents were used.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Catherine Whiting 202 551-4990

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