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View ICR - OIRA Conclusion

OMB Control No: 3235-0336	ICR Reference No: 202008-3235-009
Status: Historical Active	Previous ICR Reference No: 202004-3235-005
Agency/Subagency: SEC	Agency Tracking No: IM-270-297
Title: Form N-14, for the registration of securities under the Securities Act of 1933 issued in business combination transaction by investment companies and business development companies.
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/07/2021
	Date Received in OIRA: 02/10/2021
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2024	36 Months From Approved	07/31/2023
Responses	253	0	253
Time Burden (Hours)	125,260	0	125,883
Cost Burden (Dollars)	5,842,000	0	5,917,900

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	253	253	0
Annual Time Burden (Hours)	125,260	125,883	-623
Annual Cost Burden (Dollars)	5,842,000	5,917,900	-75,900

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hourly burden associated with Form N 14 has decreased from 125,883 hours to 125,260 hours (a decrease of 623 hours). In addition, the cost burden associated with Form N 14 has decreased from $5,917,900 to $5,842,000 (a decrease of $75,900). The changes in burden hours and external cost burdens are due to the estimates of the time burden and external costs that will result from our amendments permitting BDCs to incorporate certain information into the form by reference.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Joel Cavanaugh 202 551-3173

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