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View ICR - OIRA Conclusion

OMB Control No: 3235-0441	ICR Reference No: 202011-3235-002
Status: Historical Active	Previous ICR Reference No: 201708-3235-008
Agency/Subagency: SEC	Agency Tracking No: IM-270-385
Title: Rule 18f-3 (17 CFR 270.18f-3) under the Investment Company Act of 1940, Multiple class companies
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 05/03/2021
	Date Received in OIRA: 01/26/2021
Terms of Clearance: Monetized burden clarified during review.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2024	36 Months From Approved	04/30/2021
Responses	495	0	523
Time Burden (Hours)	2,970	0	3,135
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	495	523	-28
Annual Time Burden (Hours)	2,970	3,135	-165
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hourly burden associated with rule 18f-3 has decreased from 3,135 hours to 2,970 hours (a decrease of 165 hours). The decrease is due to a decrease in the estimated number of multiple class funds being offered by registrants.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Terri Jordan 202 551-3239

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