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View ICR - OIRA Conclusion

OMB Control No: 3235-0216	ICR Reference No: 202011-3235-003
Status: Historical Active	Previous ICR Reference No: 201706-3235-018
Agency/Subagency: SEC	Agency Tracking No: IM-270-240
Title: Investment Company Act Rule 19a-1, 17 CFR 270.19a-1, Written Statement to Accompany Dividend Payments by Management Companies
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/17/2021
	Date Received in OIRA: 02/02/2021
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2024	36 Months From Approved	05/31/2021
Responses	24,038	0	23,636
Time Burden (Hours)	24,038	0	23,636
Cost Burden (Dollars)	2,892,693	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	24,038	23,636	402
Annual Time Burden (Hours)	24,038	23,636	402
Annual Cost Burden (Dollars)	2,892,693	0	2,892,693

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated annual burden of 24,038 hours represents an increase of 402 hours over the prior estimate of 23,636 hours. The increase in estimated burden hours results from an increase in the estimated number of series of registered investment companies that may be subject to rule 19a-1. The estimated annual cost burden of $2,892,693 represents an increase of $237,536 over the prior estimate of $2,655,157. This cost burden increase results from the increase in hour burden as well as an increase in wages of industry personnel.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Adam Lovell 202 551-6637

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