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View ICR - OIRA Conclusion

OMB Control No: 3235-0531	ICR Reference No: 202012-3235-005
Status: Historical Active	Previous ICR Reference No: 201706-3235-025
Agency/Subagency: SEC	Agency Tracking No: IM-270-472
Title: Rule 0-1 (17 C.F.R 270.0-1) under the Investment Company Act of 1940, Definition of terms used in this part
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/10/2021
	Date Received in OIRA: 03/24/2021
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2024	36 Months From Approved	05/31/2021
Responses	1,010	0	1,036
Time Burden (Hours)	758	0	777
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	1,010	1,036	-26
Annual Time Burden (Hours)	758	777	-19
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated burden hours associated with rule 0-1 have decreased from the current allocation of 777 burden hours to 758 burden hours. The decrease in burden hours is due to a decrease in the estimated number of funds that rely on at least one of the exemptive rules under rule 0-1 annually. These changes in burden also reflect the Commission’s revision and update of burden estimates for all information collections under this OMB control number (whether or not associated with rulemaking changes), and the Commission requested public comment on all information collection burden estimates for this OMB control number.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Terri Jordan 202 551-3239

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