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View ICR - OIRA Conclusion

OMB Control No: 3235-0639	ICR Reference No: 202101-3235-012
Status: Historical Active	Previous ICR Reference No: 202010-3235-020
Agency/Subagency: SEC	Agency Tracking No: 270-578
Title: Rule 12d1-4 Under the Investment Company Act of 1940, Fund of Funds Arrangements.
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/03/2021
	Date Received in OIRA: 01/21/2021
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2024	36 Months From Approved
Responses	16,259	0	0
Time Burden (Hours)	578,084	0	0
Cost Burden (Dollars)	243,953,880	0	0

ICR Summary of Burden

	Total Approved	Change Due to Agency Discretion
Annual Number of Responses	16,259	16,259
Annual Time Burden (Hours)	578,084	578,084
Annual Cost Burden (Dollars)	243,953,880	243,953,880

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is the first request for approval of the collection of information for this final rule. We estimate that the internal burden for new rule 12d1-4 would be approximately 578,084 hours annually for 16,259 respondents. Further, we estimate that the external annual cost burden would be approximately $243,953,880.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Bradley Gude 2025515590

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