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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0955-0021
ICR Reference No:
202103-0955-002
Status:
Active
Previous ICR Reference No:
Agency/Subagency:
HHS/ONC
Agency Tracking No:
Title:
ACCESS, EXCHANGE, AND USE OF SOCIAL DETERMINANTS OF HEALTH DATA IN CLINICAL NOTES
Type of Information Collection:
New collection (Request for a new OMB Control Number)
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
08/01/2022
Retrieve Notice of Action (NOA)
Date Received in OIRA:
10/28/2021
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
08/31/2025
36 Months From Approved
Responses
1,900
0
0
Time Burden (Hours)
426
0
0
Cost Burden (Dollars)
0
0
0
Abstract:
The Department of Health and Human Services (HHS), Office of the Secretary, Office of the National Coordinator for Health Information Technology (ONC), promotes the access, exchange, and use of electronic health information to improve health care. There are ongoing efforts to determine what types of information should be recorded in patients’ electronic medical records and how that information can be utilized to improve health and healthcare. Data reflecting Social Determinants of Health (SDOH) – the conditions in which people live, learn, work, and play – is limited across healthcare yet is vital to collect and understand for both individual care and public health. There is a growing recognition that by capturing and accessing SDOH data during the course of care, providers can more easily address non-clinical factors, such as food, housing, and transportation insecurities, which can have a profound impact on a person's overall health. The 21st Century Cures Act (Cures Act) requires HHS and ONC to improve the interoperability of health information. ONC's Cures Act final rule identifies important data elements that should be made electronically available and exchanged through the use of health information technology (IT). In support of these efforts, ONC seeks to better understand patients’ and health care providers’ knowledge of SDOH, how SDOH data are currently documented in the electronic health record and how this information is used in patient care. Additionally, ONC seeks to understand challenges experienced and preferences for SDOH data collection, sharing and utilization from both the provider and patient perspectives. A series of 20 focus groups, a mix of asynchronous (discussion board) and synchronous (live), will be conducted among groups of healthcare professionals (10 groups) and patients/care partners (10 groups), representing various backgrounds, demographics, and healthcare professions, to learn more about their experiences and thoughts relating to the capture and utilization of SDOH data. A prescreening questionnaire will be sent to 1,500 individuals and 200 of those 1,500 people will be chosen to participate in the focus groups. Each individual will participate in one 90-minute focus group. This is a 3-year request for OMB approval.
Authorizing Statute(s):
None
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
86 FR 13908
03/11/2021
30-day Notice:
Federal Register Citation:
Citation Date:
86 FR 58285
10/21/2021
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
13
IC Title
Form No.
Form Name
Synchronous Focus Group Consent - Clinician and Healthcare Professionals
D3
Final Synchronous Focus Group Consent-Clinicians and Healthcare Professionals
Asynchronous Focus Group Consent - Patients and Care Partners
D2
Asynchronous Focus Group Consent-Patients and Care Partners
Asynchronous Focus Group Consent-Clinicians and Healthcare Professionals
D1
Final Asynchronous Focus Group Consent-Clinicians and Healthcare Professionals
Asynchronous Focus Group Questions for Clinicians and Healthcare Professionals
C1
Asynchronous Focus Group Questions-Clinicians and Healthcare Professionals
Asynchronous Focus Group Questions for Patients and Care Partners
C2
Asynchronous Focus Group Questions-Patients and Care Partners
Prescreening Questionnaire for Clinicians and Healthcare Professionals
B1
Prescreening Questionnaire for Clinicians and Healthcare Professionals
Prescreening Questionnaire for Patients and Care Partners
B2
Patients and Care Partners Prescreening Questionnaire
Prescreening Questionnaire for Patients and Care Partners (Spanish)
B3
Prescreening Questionnaire for Patients and Care Partners (Spanish)
Synchronous Focus Group Consent (Spanish) - Patients and Care Partners
D4
Final Synchronous Focus Group Consent-Patient and Care Partners (Spanish)
Synchronous Focus Group Consent - Patients and Care Partners
D5
Synchronous Focus Group Consent-Patients and Care Partners (English).docx
Synchronous Focus Group Questions for Clinicians and Healthcare Professionals
C3
Synchronous Focus Group Interview Questions-Clinicians and Healthcare Professionals
Synchronous Focus Group Questions for Patients and Care Partners
C4
Synchronous Focus Group Questions for Patients and Care Partners
Synchronous Focus Group Questions for Patients and Care Partners (Spanish)
C5
Synchronous Focus Group Questions for Patients and Care Partners (Spanish)
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
1,900
0
0
1,900
0
0
Annual Time Burden (Hours)
426
0
0
426
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
There is no burden increase because this is a new IC
Annual Cost to Federal Government:
$332,123
Does this IC contain surveys, censuses, or employ statistical methods?
Yes
Part B of Supporting Statement
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
No
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
No
Agency Contact:
Carmelita Marshall 202 691-2062 carmelita.marshall@hhs.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
10/28/2021