View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0778	ICR Reference No: 202103-3235-009
Status: Historical Active	Previous ICR Reference No: 202003-3235-020
Agency/Subagency: SEC	Agency Tracking No: TM-270-823
Title: Market Data Infrastructure
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/27/2021
	Date Received in OIRA: 04/26/2021
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2024	36 Months From Approved
Responses	284	0	0
Time Burden (Hours)	35,715	0	0
Cost Burden (Dollars)	49,389,373	0	0

ICR Summary of Burden

	Total Approved	Change Due to Agency Discretion
Annual Number of Responses	284	284
Annual Time Burden (Hours)	35,715	35,715
Annual Cost Burden (Dollars)	49,389,373	49,389,373

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new submission and all of the ICs are new. However, it was previously submitted and reviewed as a proposal and some of the estimates for the ICs in the final rule have changed from the ones in the proposal. For example, some of the estimates have changed because the estimated number of respondents changed. In addition, two of the proposed ICs (Form CC Amendment and Public Post of Form CC) have been separated out into two ICs for the initial and ongoing burdens. The changes in the estimated burdens are described in more detail in Item 15 of the Supporting Statement.

Annual Cost to Federal Government: $210,309

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Gita Subramaniam 202 551-5793

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