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View ICR - OIRA Conclusion

OMB Control No: 3235-0542	ICR Reference No: 202104-3235-015
Status: Historical Active	Previous ICR Reference No: 201810-3235-043
Agency/Subagency: SEC	Agency Tracking No: TM-270-488
Title: Rule 605 of Regulation NMS (f/k/a Rule 11Ac1-5)
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 05/24/2022
	Date Received in OIRA: 04/01/2022
Terms of Clearance: corrected abstract to reflect drop in burden hours due to fewer estimated respondents.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2025	36 Months From Approved
Responses	3,828	0	0
Time Burden (Hours)	22,968	0	0
Cost Burden (Dollars)	11,399,784	0	0

ICR Summary of Burden

	Total Approved	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,828	-744	4,572
Annual Time Burden (Hours)	22,968	-4,464	27,432
Annual Cost Burden (Dollars)	11,399,784	-2,215,632	13,615,416

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The total annual hour and cost burden decreased from 27,432 hours and $13,615,416, respectively, to 22,968 hours and $11,399,784, respectively due to a decrease in the estimated number of respondents from 381 to 319.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Amir Katz 202 551-2000

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