View Information Collection Request (ICR) Package
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Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.
View ICR - OIRA Conclusion
OMB Control No:
0970-0391
ICR Reference No:
202106-0970-003
Status:
Historical Active
Previous ICR Reference No:
202103-0970-013
Agency/Subagency:
HHS/ACF
Agency Tracking No:
OPRE
Title:
2019 National Survey of Early Care and Education COVID-19 Follow-up
Type of Information Collection:
No material or nonsubstantive change to a currently approved collection
Common Form ICR:
No
Type of Review Request:
Regular
OIRA Conclusion Action:
Approved with change
Conclusion Date:
06/30/2021
Retrieve Notice of Action (NOA)
Date Received in OIRA:
06/07/2021
Terms of Clearance:
Inventory as of this Action
Requested
Previously Approved
Expiration Date
11/30/2021
11/30/2021
11/30/2021
Responses
21,531
0
19,140
Time Burden (Hours)
6,917
0
6,337
Cost Burden (Dollars)
0
0
0
Abstract:
OPRE received approval in October 2020 to field a two wave longitudinal COVID Follow-up with early care and education (ECE) provider and workforce samples from the 2019 National Survey of Early Care and Education (NSECE). Wave 1 data collection is nearly completed, as scheduled. Wave 2 data collection began in early April, 2021. In general, Wave 1 data and data collection experience confirmed that the design of the COVID Follow-up could be implemented as expected and collect data to inform the research questions as intended. Since approval in March 2021 of some minor changes to the NSECE COVID Follow-up Wave 2 protocol, the Administration for Children and Families has become aware that substantial federal funds allocated for pandemic relief for ECE providers have not yet been disbursed by states. A central purpose of the NSECE COVID-19 Follow-up is to collect data on providers’ receipt of pandemic assistance. To improve the ability of the data collection to collect data on providers’ receipt of pandemic assistance, we propose to delay parts of Wave 2 data collection to fall 2021. We are proposing (1) changes to Wave 2 sampling of center-based providers, who will be split into a spring data collection and a fall data collection, and (2) minor changes to the Wave 2 center-based and home-based provider questionnaires to collect information about enrollments both in spring 2021 and fall 2021. No changes are proposed to the sampling approach for the Home-based Provider and Workforce surveys, but we will now field these surveys in the fall of 2021 (rather than spring 2021). The delayed timeframe makes it more likely that providers and workforce members will have had opportunity to apply for and/or receive federal pandemic assistance during summer 2021.
Authorizing Statute(s):
US Code:
42 USC 9858
Name of Law: Child Care and Development Block Grant Act
Citations for New Statutory Requirements:
None
Associated Rulemaking Information
RIN:
Stage of Rulemaking:
Federal Register Citation:
Date:
Not associated with rulemaking
Federal Register Notices & Comments
60-day Notice:
Federal Register Citation:
Citation Date:
85 FR 45887
07/30/2020
30-day Notice:
Federal Register Citation:
Citation Date:
85 FR 60998
09/29/2020
Did the Agency receive public comments on this ICR?
Yes
Number of Information Collection (IC) in this ICR:
8
IC Title
Form No.
Form Name
(Center-based) Workforce Interview – Wave 2; In ECE during Focal Week
(Center-based) Workforce Interview – Wave 2; Not in ECE during Focal Week
Center-based Provider Fall 2021 Funding Receipt Supplement (Wave 2)
Center-based Provider Interview Wave 2 Fall; Providers completing Wave 2 Spring interview also
Center-based Provider Interview, Wave 2 either spring or fall; in ECE during focal week
Center-based Provider Interview, Wave 2, either spring or fall; not in ECE during focal week
Home-based Provider Interview, Wave 2 -- In ECE during focal week
Home-based Provider Interview, Wave 2 -- Not in ECE during focal week
ICR Summary of Burden
Total Approved
Previously Approved
Change Due to New Statute
Change Due to Agency Discretion
Change Due to Adjustment in Estimate
Change Due to Potential Violation of the PRA
Annual Number of Responses
21,531
19,140
0
2,391
0
0
Annual Time Burden (Hours)
6,917
6,337
0
580
0
0
Annual Cost Burden (Dollars)
0
0
0
0
0
0
Burden increases because of Program Change due to Agency Discretion:
Yes
Burden Increase Due to:
Miscellaneous Actions
Burden decreases because of Program Change due to Agency Discretion:
No
Burden Reduction Due to:
Short Statement:
This nonsubstantive change request involves (1) changes to Wave 2 sampling of center-based providers, who will be split into a spring data collection and a fall data collection, and (2) minor changes to the Wave 2 center-based, center-based workforce and home-based provider questionnaires to collect information about enrollments both in spring 2021 and fall 2021. No changes are proposed to the sampling approach for the Home-based Provider and Workforce surveys, but we will now field these surveys in the fall of 2021 (rather than spring 2021). The delayed timeframe makes it more likely that providers and workforce members will have had opportunity to apply for and/or receive federal pandemic assistance during summer 2021. Splitting the center-based data collection into two partial collections results in an increase in burden of 580 hours in order to ensure statistically valid national estimates. The added hours are due to the need 1) to have a small set of centers providing data in both spring and fall 2021 to ensure representativeness (329 additional burden hours), and 2) administration of a funding receipt supplement in fall 2021 to collect that information for centers who complete the spring 2021 data collection (251 additional burden hours).
Annual Cost to Federal Government:
$7,075,749
Does this IC contain surveys, censuses, or employ statistical methods?
Yes
Part B of Supporting Statement
Does this ICR request any personally identifiable information (see
OMB Circular No. A-130
for an explanation of this term)? Please consult with your agency's privacy program when making this determination.
Yes
Does this ICR include a form that requires a Privacy Act Statement (see
5 U.S.C. §552a(e)(3)
)? Please consult with your agency's privacy program when making this determination.
No
Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]?
No
Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]?
No
Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)?
No
Is this ICR related to the Pandemic Response?
Yes
Agency Contact:
Molly Buck 202 205-4724 mary.buck@acf.hhs.gov
Common Form ICR:
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(a) It is necessary for the proper performance of agency functions;
(b) It avoids unnecessary duplication;
(c) It reduces burden on small entities;
(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;
(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;
(f) It indicates the retention periods for recordkeeping requirements;
(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.
(i) It uses effective and efficient statistical survey methodology (if applicable); and
(j) It makes appropriate use of information technology.
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Certification Date:
06/07/2021