View Information Collection Request (ICR) Package

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View ICR - OIRA Conclusion

OMB Control No: 3235-0627	ICR Reference No: 202108-3235-005
Status: Historical Active	Previous ICR Reference No: 201811-3235-014
Agency/Subagency: SEC	Agency Tracking No: TM-270-566
Title: Rule 17g-4 Prevention of misuse of material nonpublic information
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/04/2022
	Date Received in OIRA: 01/27/2022
Terms of Clearance: Via electronic message of March 3, 2022, the Agency confirmed that this is an extension WITHOUT revision: The selection of "with revision" in ROCIS was in error.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2025	36 Months From Approved	04/30/2022
Responses	9	0	10
Time Burden (Hours)	90	0	100
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	9	10	-1
Annual Time Burden (Hours)	90	100	-10
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: There is a reduction in the number of registered NRSROs from ten to nine - leading to a reduction in the total annual burden hours.

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Leah Clague 202 551-3041 claguel@sec.gov

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