Please note that the OMB number and expiration date may not have been determined when this Information Collection Request and associated Information Collection forms were submitted to OMB. The approved OMB number and expiration date may be found by clicking on the Notice of Action link below.

View ICR - OIRA Conclusion

OMB Control No: 3235-0763	ICR Reference No: 202109-3235-014
Status: Active	Previous ICR Reference No: 201807-3235-002
Agency/Subagency: SEC	Agency Tracking No: TM-270-451
Title: Regulation ATS Rule 304 and Form ATS-N
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/18/2022
Retrieve Notice of Action (NOA)	Date Received in OIRA: 01/03/2022
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2025	36 Months From Approved	03/31/2022
Responses	196	0	214
Time Burden (Hours)	2,042	0	2,942
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Adjustment in Estimate
Annual Number of Responses	196	214	-18
Annual Time Burden (Hours)	2,042	2,942	-900
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated hour burden associated with the filing of amendments to Form ATS-N increased because the estimated number of amendments per respondent increased but the total estimated annual time burden associated with Rule 304 decreased from approximately 2,942 hours to approximately 2,042 hours primarily because the 2018 estimates included a one-time filing burden for 41 existing NMS Stock ATSs to file a Form ATS-N. These one-time burdens have been satisfied.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Amir Katz 202 551-2000