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View ICR - OIRA Conclusion

OMB Control No: 3235-0495	ICR Reference No: 202109-3235-023
Status: Historical Active	Previous ICR Reference No: 201809-3235-001
Agency/Subagency: SEC	Agency Tracking No: IM-270-438
Title: Rule 154 under the Securities Act of 1933, “Delivery of Prospectuses to Investors at the Same Address.” 17 CFR 230.154.
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/16/2022
	Date Received in OIRA: 01/03/2022
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2025	36 Months From Approved	04/30/2022
Responses	2,524	0	475
Time Burden (Hours)	23,462	0	7,975
Cost Burden (Dollars)	0	0	0

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	2,524	475	2,049
Annual Time Burden (Hours)	23,462	7,975	15,487
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in burden from 7,975 hours to 23,462 hours (an increase of 15,487 hours) is due to an increase in the estimated number of mutual funds that are directly sold and broker-dealers that have customer accounts with mutual funds (and may be required to deliver mutual fund prospectuses), as well as a change in methodology that corrects certain estimates for the number of responses and burden hours in the previous PRA.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Amy Miller 202 551-4447

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